February 2018-Rowlett, Texas The FINRA records of Walter (Walt) Parker , a broker with Titan Securities disclose 2 pending customer disputes , 5 prior final customer disputes and a pending regulatory investigation. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints … Continue reading Walt Parker-Titan Securities Broker-Subject of Numerous Customer Complaints-Regulatory Investigation-Rowlett, Texas → The post Walt Parker-Titan Securities Broker-Subject of Numerous Customer Complaints-Regulatory Investigation-Rowlett, Texas appeared first on Home.
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