Tag Archives: Unsuitable

Paul Dangelo Subject to Customer Complaint Alleging Unsuitable Puerto Rico Bond Investments

The securities attorneys at Gana Weinstein LLP are currently investigating previously registered broker Paul Dangelo (Dangelo). According to BrokerCheck Records, Dangelo has been subject to six customer disputes, the majority concerning unauthorized trades and unsuitable investment recommendations in Puerto Rico … Continue reading

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Madison Avenue Securities Advisor Andrew Costa Subject to Multiple Complaints Over Unsuitable Investments

According to BrokerCheck records financial advisor Andrew Costa (Costa), currently employed by Madison Avenue Securities, LLC (Madison Securities) has been subject to five customer complaints.  According to records kept by The Financial Industry Regulatory Authority (FINRA), most of a Costa’s … Continue reading

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The SEC Bars Daniel Fischer for Unsuitable Churning In Customer Accounts

The investment fraud attorneys at Gana Weinstein LLP are currently investigating previously registered broker Daniel Fischer (Fischer). According to BrokerCheck, in January 2018, the Securities Exchange Commission (SEC) barred Fischer from the financial industry claiming that from December 2012 to … Continue reading

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Dennis Travis Subject to Customer Disputes Over Unsuitable Variable Annuity Practices

Securities attorneys at Gana Weinstein LLP are investigating The O.N. Equity Sales Company (O.N. Equity Sales) broker Dennis Travis (Travis). According to BrokerCheck records, Travis has been subject to 6 customer disputes, one of which is still pending. The majority … Continue reading

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Ameriprise Financial Advisor Anthony Salerno Alleged to Have Recommended Unsuitable Securities

According to BrokerCheck records financial advisor Anthony Salerno (Salerno), employed by Ameriprise Financial Services, Inc. (Ameriprise), has been subject to three customer complaints.  According to records kept by The Financial Industry Regulatory Authority (FINRA) Salerno has been accused by a … Continue reading

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