Tag Archives: Transition

FINRA Issues New Guidance Easing Broker to Client Contact in the Event of Transition

On April 5, 2019, the Financial Industry Regulatory Authority (“FINRA”) issued Regulatory Notice 19-10, which clarifies conduct regarding how brokerage firms and brokers should communicate with clients in the event a broker transitions to a new firm. FINRA Regulatory Notice … Continue reading

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Some Stations are Granted Relief From Duplicative DTV Transition Reports

Full Power and Class A TV stations that are changing channels as part of the TV spectrum repack and are scheduled to transition in Phases 3, 5, and 8 have been granted relief from the obligation to file what would … Continue reading

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Easing the Kentucky Combined Reporting Transition

Last year, Kentucky adopted a major tax overhaul: it dropped its income and corporate taxes by a point, removed numerous credits and carveouts from the income and sales taxes, reduced the archaic inventory tax, and adopted single-sales factor apportionment and … Continue reading

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No transition rehearing opportunities this time

The Supreme Court almost never grants rehearings. However, when a retired justice is replaced, the conditions can be right for making a rehearing petition worthwhile. That happens when the retired justice or a pro tem justice is a deciding vote … Continue reading

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Update on BIMCO 2020 Fuel Transition Clause for Time Charter Parties

On 21 December 2018 we commented on the newly released BIMCO clauses intended to address the International Maritime Organization’s revised sulphur content limits with regard to the consumption and carriage of marine fuel (in accordance with Regulation 14 of Annex … Continue reading

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