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Tag Archives: subadministrator
No requirement to separately analyze adviser's sub-administrator fees
By Rodney F. Tonkovic, J.D. In a nonprecedential opinion, a Third Circuit panel concluded that a district court properly found that an investment adviser’s fees were not excessive in relation to the services provided. Taken as a whole, the fees … Continue reading
Posted in Banking and Finance law
Tagged adviser's, Analyze, Fees, requirement, Separately, subadministrator
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