Tag Archives: Steven

Steven Knuttila-Former Capital Financial Services Broker-Discloses 2 Regulatory Events, 23 Customer Suits and a Termination-Perham, MN

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. March  2019 – Perham, MN According to public records of Steven Roland Knuttila (CRD#3039112)  a  stockbroker previously employed by Capital Financial Services, Inc., disclose 2 regulatory events, 16 pending customer disputes, 23 prior customer … Continue reading

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Mark Your Calendars: October 3-4, 2019 – Brigham-Kanner Property Rights Conference And Prize Award To Prof Steven Eagle

Be sure to save the date on your calendar for the 16th Annual Brigham-Kanner Property Rights Conference, at the William and Mary Law School in Williamsburg, Virginia. This year's B-K Prize will be awarded to Professor Steven J. Eagle. Professor … Continue reading

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Steven Pagartanis Sanctioned and Barred by FINRA, Named in Pending SEC Fraud Charges

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 7, 2018 indicate that former New York-based Lombard Securities broker Steven Pagartanis has been sanctioned by FINRA and barred from acting as a broker, and has … Continue reading

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Steven Nassi Guest Speaker at Insurance Coverage Update CLE

KDV partner Steven P. Nassi was a guest speaker at a recent New York State Bar Association Insurance Coverage continuing education class.  Steve gave a lecture entitled The Many Policies Involved In a Construction Project. The lecture covered the topics of Policies … Continue reading

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Steven Mnuchin Wins Appeal in Film Finance Fraud Suit

The Treasury Secretary preserves his win in a case examining the alleged misappopriation of tens of millions of dollars for print and advertising expenses.read more Read more detail on Recent Intellectual Property Law posts –

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