Tag Archives: Securities

Recent African e-Commerce IPO Draws Securities Lawsuit

One of the more interesting developments in the financial markets this year has been the number of so-called “unicorns” that have completed their IPOs. Among others, Uber, Lyft and Instagram made their debut in recent weeks. Some of these companies … Continue reading

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Mark Tudor-Fired by Raymond James-Barred From Securities Industry-Lake Mary, FL

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. May 2019, Lake Mary, Florida According to publicly available records Mark Andrew Tudor  ,  a  former stockbroker who last worked for Raymond James Financial  ,  disclose a recent regulatory event barring him … Continue reading

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Anselmo Contreras, Jr.-Former Cambridge Investment Financial Advisor-Barred From Securities Industry-Angleton, Texas

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. May 2019 – Angleton, Texas According to publicly available records, former Cambridge Investment Research  financial advisor Anselmo Contreras, Jr.  discloses a recent regulatory event resulting in his bar from the securities industry … Continue reading

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Secondary Offerings and State Court Securities Suits

As readers will recall, in March 2018, the U.S. Supreme Court held in the Cyan case that state courts retain concurrent jurisdiction for liability actions under the Securities Act of 1933. Commentators have correctly identified this decision as primarily of … Continue reading

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A Closer Look at 2018 Securities Litigation Against Life Sciences Companies

I frequently received requests or questions relating to the increased risk of securities litigation that life sciences companies face. I have reviewed these issues in my own analysis of securities litigation filing trends (for example, refer here) as well as … Continue reading

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