Tag Archives: Proprietary

Senate Bill Would Require Additional DOE Part 810 Reporting to Congress With Unknown Protections for Industry Proprietary Information

A bipartisan group of four senators has introduced a bill that would amend the Atomic Energy Act to require the US Department of Energy (DOE) to submit to Congress quarterly reports providing information about industry’s and DOE’s activities under 10 … Continue reading

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Letter on prudential regime and remuneration rules for proprietary trading firms

On 16 February 2018, the Dutch Minister of Finance sent a letter to the Dutch Parliament regarding developments around the prudential regime and remuneration rules applicable to investment firms that exclusively deal on own account (handelen voor eigen rekening) in … Continue reading

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SEC Staff Comment Letter Required Bank to Discuss Whether Foreign Currency Trading is Proprietary Trading under Volcker Rule

In what may be the first published SEC staff comments to a company regarding the Volcker rule, the staff asked Northern Trust Corporation to provide additional explanation of foreign currency trading on behalf of its clients. The Volcker rule is … Continue reading

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