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Tag Archives: PRA’s
Clarification of the interaction between the PRA’s and FCA’s proposals for the SM&CR
On 7 January 2019, the PRA issued a note which contains FAQs which seek to clarify the interaction between its proposals for applying the Senior Managers and Certification Regime (SM&CR) to firms in the temporary permissions regime (TPR) and the … Continue reading
Posted in Banking and Finance law
Tagged between, clarification, FCA’s, Interaction, PRA’s, Proposals, SM&CR
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Changes to the PRA’s large exposures framework
On 28 June 2018, the PRA published Policy Statement 14/18: changes to the PRA’s large exposures framework (PS14/18). PS14/18 is relevant to PRA-authorised banks, building societies, PRA designated investment firms and their qualifying parent undertakings, which for this purpose comprise … Continue reading
Posted in Banking and Finance law
Tagged changes, Exposures, Framework, Large, PRA’s
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