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Tag Archives: observe
The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms
On 21 February 2019, the FCA fined two asset management firms for breach of competition law. No fine was imposed on the other asset management firm, Newton Investment Management Limited (Newton), as it had been given immunity under the competition … Continue reading
Posted in Banking and Finance law
Tagged against, Asset, Competition, Conduct, Decision, Facts, Failing, Fines, firms, First, Formal, individual, Issues, Management, market, observe, powers, proper, similar, Standards, Three, under
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