Tag Archives: MiFID

Commission adopts Delegated Regulation amending MiFID II to promote use of SME growth markets

On 13 December 2018, the European Commission adopted a Delegated Regulation that amends Commission Delegated Regulation (EU) 2017/565 as regards certain registration conditions to promote the use of SME growth markets for the purposes of MiFID II. The adopted Delegated … Continue reading

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Consultation to amend the Dutch national regime under MiFID II

On 30 August 2018, the Dutch Minister of Finance (the Minister) published a consultation on amending the Dutch national regime under Section 3 of the Markets in Financial Instruments Directive (recast) (MiFID II). The Minister proposes to extend the scope … Continue reading

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‘Bloomberg Markets: Rules & Returns’ interview with Norton Rose Fulbright partner Jonathan Herbst – the latest Brexit developments and an update on MiFID II

On 31 August 2018, Bloomberg broadcast an interview with Norton Rose Fulbright global head of financial services Jonathan Herbst on its ‘Rules & Return’ show. In the interview, beginning at 10:15 in the link to the broadcast, Jonathan discusses the … Continue reading

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ESMA data for MiFID II SI calculations

On 1 August 2018, the European Securities and Markets Authority (ESMA) published data for the systematic internaliser (SI) calculations under MiFID II. The data on the total volume and number of transactions executed within the EU has been published to … Continue reading

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ESMA updates MiFID II Q&As on temporary product intervention measures

On 30 July 2018, the European Securities and Markets Authority (ESMA) published an updated version of its Q&As on temporary product intervention measures on the marketing, distribution or sale of contracts for differences (CFDs) and binary options (BO) to retail … Continue reading

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