Tag Archives: IOSCO

IOSCO finds gaps in implementation of key market principles in emerging member jurisdictions

By John Filar Atwood IOSCO issued a report that found that implementation of its five secondary and other market principles is high across most member jurisdictions, but lags in new and emerging markets. The five principles seek to promote fair, … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , , | Leave a comment

IOSCO final report with best or sound practices for commodity storage and derivative infrastructures

On 7 February 2019, the International Organization of Securities Commissions (IOSCO) published a final report on good or sound practices within commodity storage and delivery infrastructures. The report builds on the findings of IOSCO’s report ‘The Impact of Storage and … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , , , | Leave a comment

IOSCO issues good practices report to support audit quality

By Joanne Cursinella, J.D.The International Organization of Securities Commissions (IOSCO) has published the IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality. According to the a media release, the report aims to assist audit committees in promoting … Continue reading

Posted in Securities Law | Tagged , , , , , , , | Leave a comment

IOSCO report on good practices in supporting audit quality

On 17 January 2019, the International Organization of Securities Commissions (IOSCO) published a report setting out its views on good practices for audit committees of listed companies in supporting external audit quality. The report notes that whilst the auditor has … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , | Leave a comment

CPMI – IOSCO consult on governance arrangements for critical OTC derivatives data elements

On 16 August 2018, the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) published a consultative report, Governance arrangements for critical over-the-counter (OTC) derivatives data elements (other than UTI and UPI). The CPMI … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , , | Leave a comment