Tag Archives: InvestmentsFort

Alan New-Former NY Life Broker-Subject of Multiple Suits Over Woodbridge Investments-Fort Wayne, IN

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. September 2018- Fort Wayne, Indiana The FINRA records of  Alan Harold New ,  a  former stock broker who is not currently registered and who was last employed by NYLife Securities ,  disclose  10 pending customer disputes involving the allegedly … Continue reading

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Walter M. Stucker-Former UBS Stockbroker-Subject of Customer Suit Over Oil & Gas Investments-Fort Worth, TX

March 2018- Fort Worth, Texas The FINRA records of Walter M. Stucker , a stockbroker who until 5/2017 was  employed by UBS Financial Services , disclose  a currently pending customer dispute involving energy securities. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and … Continue reading

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