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Tag Archives: fine
Kestra Investment Services Assessed Regulatory Fine Over Mutual Fund Sales-Austin, TX
Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. February 2019 – Austin, Texas FINRA recently sanctioned Austin-based Kestra Investment Services (formerly NFP Advisor Services) for over charging more than 3,000 who qualified for waiver of front end sales fees on … Continue reading
Posted in Securities Law
Tagged Assessed, fine, Fund, Investment, Kestra, Mutual, over, Regulatory, SalesAustin, Services
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The Fine Print in Smart Contracts
The Fine Print in Smart Contracts – Joshua S. Gans. NBER Working Paper No. 25443 Issued in January 2019. “One of the purported benefits of blockchain technologies is the ability to house what have been termed ‘smart’ contracts. Such contracts … Continue reading
Facebook appeals against Cambridge Analytica fine – BBC News
‘Facebook has appealed against a fine imposed on it by the UK’s data watchdog after the Cambridge Analytica scandal.’ Full StoryBBC News, 21st November 2018Source: www.bbc.co.uk Read more detail on Recent Law Librarian posts –
Posted in Law Librarians
Tagged against, Analytica, Appeals, Cambridge, Facebook, fine
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A Fine Mess
A town court justice has entered into a stipulation and resigned her office in a determination of the New York Commission on Judicial Conduct. AHAM reported on charges Manchester Town judge who ordered people to pay up for traffic and… … Continue reading
Wheat farmer fine ruling goes against the grain (Wickard v. Filburn)
This is the latest in a series of Quimbee.com case brief videos. Have you signed up for your Quimbee membership? The American Bar Association offers three months of Quimbee study aids (a $72 value) for law student members. Ready to go all in? Go Platinum … Continue reading