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Tag Archives: Finders
Pushing Back Against the SEC on Finders Rules
As I’ve blogged about in the past, the SEC in recent years has taken a relatively strict position against payments to “finders” who are not registered broker-dealers, as compensation for introducing investors to companies. The SEC’s focus has primarily been … Continue reading
Are Medicare ALJ's Truly Independent Fact Finders, Free From the Informal Pressures of CMS and its ZPIC / PSC / RAC / QIC Contractors?
(February 19, 2011): Over the years, we have represented a wide variety of health care providers in the administrative appeals process. Our duties have regularly included representation before Administrative Law Judges (ALJs) presiding out of the Western, Southern, Midwestern and … Continue reading
Posted in Administrative law
Tagged ALJ's, Contractors, Fact, Finders, free, Independent, Informal, Medicare, Pressures, Truly, ZPIC
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