Tag Archives: FCA’s

Clarification of the interaction between the PRA’s and FCA’s proposals for the SM&CR

On 7 January 2019, the PRA issued a note which contains FAQs which seek to clarify the interaction between its proposals for applying the Senior Managers and Certification Regime (SM&CR) to firms in the temporary permissions regime (TPR) and the … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , | Leave a comment