Tag Archives: ESMA

ESMA keynote address at Swedish Fund Association’s Annual Conference

On 13 May 2019, the European Securities and Markets Authority (ESMA) published the keynote speech that Evert van Walsum (Head of Investors and Issuers Department, ESMA) gave at the Swedish Fund Association’s Annual Conference. In his speech Mr van Walsum … Continue reading

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ESMA updates MiFIR data reporting Q&As

On 9 April 2019, the European Securities and Markets Authority (ESMA) published an updated version of its Q&As on MiFIR data reporting. The updated Q&As insert a new question within section 19 – defined list of instruments. The new question … Continue reading

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ESMA issues first pan-EU overview of use of supervisory sanctions for UCITS

On 4 April 2019, the European Securities and Markets Authority (ESMA) issued its first annual report on sanctions imposed by Member State competent authorities (NCAs) under the UCITS Directive. The report provides an aggregated overview of the penalties and measures … Continue reading

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ESMA 2019 risk assessment work programme

On 7 February 2019, the European Securities and Markets Authority (ESMA) published its risk assessment work programme for 2019. The work programme provides an overview of ESMA’s analytical, research, data and statistical activities for 2019. The headlights from the work … Continue reading

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ESMA Publishes First Annual Statistical Report on Retail Investment Products

  On January 10, ESMA published its first annual statistical report on the performance and costs of retail investment products in the EU (ESMA 50-165-731). The report highlights, in particular, the significant impact of costs on the final returns that … Continue reading

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