Tag Archives: Defrauding

Advisor Dean Grant Arrested On Charges of Defrauding His Investment Clients

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Dean Grant (Grant), formerly associated with M Holdings Securities, Inc. (M Holdings), and operating under the d/b/a name Dean Grant Financial and GFG Strategic Advisors was arrested … Continue reading

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SEC Charges Former CEO of Silicon Valley Startup With Defrauding Investors

The Securities and Exchange Commission today charged the founder and former chief executive of a Silicon Valley startup with defrauding investors in Jumio Inc., a private mobile payments company. The former CEO, Daniel Mattes, agreed to pay more than $17 … Continue reading

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SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client

The Securities and Exchange Commission today charged Talimco LLC, a registered investment adviser, and Grant Gardner Rogers, the former chief operating officer of the firm, with manipulating the auction of a commercial real estate asset on behalf of one client … Continue reading

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Former Savona Mayor arraigned on charges related to defrauding the Village

Former Savona Mayor arraigned on charges related to defrauding the VillageSource: Office of the State Comptroller Thomas P. DiNapoliFormer Savona Mayor Gregge Harrian was arraigned in Steuben County Court today on felony charges of five counts of offering a false instrument … Continue reading

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Florida Woman Accused of Defrauding 2 Couples

From NBC News: DAYTONA BEACH, Fla. — A Florida woman is accused of defrauding two sets of would-be parents, telling both that they would adopt her baby. Now 33-year-old Christina Bay is awaiting trial, along with childbirth. Daytona Beach police… … Continue reading

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