Tag Archives: Considerations

OCIE head highlights key compliance considerations, potential internal controls enhancements

By Amy Leisinger, J.D. In recent remarks, the SEC’s Office of Compliance Inspections and Examinations Director Peter Driscoll urged chief compliance officers and firms on the whole to remain vigilant in their efforts to protect investors. According to the director, … Continue reading

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Terrorism, Violent Extremism, and the Internet: Free Speech Considerations

EveryCRSReport.com – Terrorism, Violent Extremism, and the Internet: Free Speech Considerations, May 6, 2019 R45713: “Recent acts of terrorism and hate crimes have prompted a renewed focus on the possible links between internet content and offline violence. While some have focused … Continue reading

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There’s snow business like snow business: considerations for your off-season acquisition

Eastern Canada’s ski season has officially come to a close. However, there is more reason than ever to keep an eye on the moguls.  While activities on the slopes may have ceased, market activity is often at its peak during … Continue reading

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5 Special Considerations for Purchasing a Business or Financial Services Franchise

If your background is in finance, tax, marketing or business administration, owning a franchise may be compelling for a couple of different reasons. Not only could owning a franchise mean running and managing your own business, but it could also … Continue reading

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Important Considerations For Step-Parent Adoptions in Illinois

The most common form of adoption in Illinois is a related adoption, meaning the adoptive parent is related in some way to the child. Specifically, step-parent adoption is very common in the United States and in Illinois. Step-parent adoptions take … Continue reading

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