Tag Archives: Compliance

A Framework for OFAC Compliance Commitments

Yesterday, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) published ‘A Framework for OFAC Compliance Commitments’ in order to provide organisations subject to U.S. jurisdiction, as well as foreign entities that conduct business in or with … Continue reading

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Upcoming Webinar: Financial Reporting & Compliance in a Post-Wayfair World

Join Eide Bailly and Avalara for a webinar to discuss a simple way to understand the constantly changing world of sales and use tax. Register for the webinar online today. Read more detail on Recent Tax Law posts – Justia … Continue reading

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IRS Announces New International Compliance Campaigns

Each year the IRS rolls out campaigns to identify the the top compliance issues for the year. For each of these campaigns, the IRS will deploy resources, training, and tools, metrics and feedback to enforce compliance in these areas. Here … Continue reading

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Preparing to Exit and Assessing Risk: Compliance Assessments, Financial Metrics and Other Pre-Sale Strategies for Best Positioning Investments

The next in our series of posts sharing key takeaways from panels at the Healthcare & Life Sciences Private Equity and Lending Conference focuses on how sellers of healthcare companies can increase business value prior to a sale. It is authored by … Continue reading

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SEC and FINRA to Hold National Compliance Outreach Program for Broker-Dealers on June 27, 2019

The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for their 2019 National Compliance Outreach Program for Broker-Dealers, which will be held June 27, 2019, in Chicago.The program is designed to provide an open forum for … Continue reading

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