Tag Archives: Clients

law firm alleging clients lost to competitor satisfies Lexmark, in part

Brave Law Firm, LLC v. Truck Accident Lawyers Group, Inc., No. 17-1156-EFM-JPO, 2019 WL 2073872 (D. Kan. May 10, 2019)Brave, a personal injury firm, sued various parties for violating the Lanham Act and Kansas state law.  It alleged that “from … Continue reading

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Channel Your Inner Taylor Swift & Connect to Your Clients

Taylor Swift is my favorite client relationship genius. That may seem a bit strange, but when you drill down into the brilliant marketing and business development machine that she is, you’ll agree that there are a few things that Taylor … Continue reading

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SEC Charges Adviser and its COO with Fraud for Orchestrating Sham Cross Trade between Clients

A recent pair of SEC enforcement Orders against registered investment adviser Talimco, LLC and its Chief Operating Officer Grant Rogers highlight the need for advisers to be ever-mindful of their fiduciary duties to both clients when effecting cross trades between … Continue reading

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The Minnesota Bankruptcy Clients Biggest Regret

One thing we hear almost daily from our clients is how they wish they would have filed for bankruptcy sooner. They wish they would have pushed aside all of their preconceived ideas about filing and the negative stigmas and gone … Continue reading

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Advisor Dean Grant Arrested On Charges of Defrauding His Investment Clients

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Dean Grant (Grant), formerly associated with M Holdings Securities, Inc. (M Holdings), and operating under the d/b/a name Dean Grant Financial and GFG Strategic Advisors was arrested … Continue reading

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