Tag Archives: Audit

Tax Audit Representation – EA, Attorney, CPA

A tax attorney, EA enrolled agent, CPA certified public accountant, help taxpayers who have never been audited in cooling down their anxieties and eliminating fear when the Internal Revenue Service checks in to conduct the audit. The first-time clients to … Continue reading

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Recent IRS Audit Statistics

On the whole, the chance of an audit of a person’s personal income tax return in any given year is low. This is true regardless of whether a person’s income is high or low. To be sure, this statement is … Continue reading

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Wage and hour audit considerations for California employers in 2019

With the start of 2019, I’m writing a series of posts covering employment law areas that employers should audit on a routine basis.  The first two articles covered hiring practices and records retention practices.  This post covers five wage and … Continue reading

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2018 FINRA Exam Report: Does Your Investment Portfolio Need a Legal Audit?

The Financial Industry Regulatory Authority (“FINRA”) released its 2018 Examination Findings Report on December 7, 2018.  This examination report recounts specific areas in which FINRA members are not measuring up to industry standards.  So, if your investment advisers just sent … Continue reading

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IOSCO issues good practices report to support audit quality

By Joanne Cursinella, J.D.The International Organization of Securities Commissions (IOSCO) has published the IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality. According to the a media release, the report aims to assist audit committees in promoting … Continue reading

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