Steven Pagartanis Sanctioned and Barred by FINRA, Named in Pending SEC Fraud Charges

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 7, 2018 indicate that former New York-based Lombard Securities broker Steven Pagartanis has been sanctioned by FINRA and barred from acting as a broker, and has also been named in pending SEC fraud charges. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pagartanis (CRD# 1958879). Steven Pagartanis has spent 28 years in the securities industry and was most recently registered with Lombard Securities in Setauket, New York (2017-2018). Previous registrations include Cadaret Grant & Company in Setauket, New York (2012-2017); Woodbury Financial Services in East Setauket, New York (2011-2012); Cadaret Grant & Company in East Setauket, New York (2006-2011); Invest Financial Corporation in South Setauket, New York (2005-2006); Cadaret Grant & Company in Syracuse, New York (2003-2005); Yankee Financial Group in Melville, New York…

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