Shon E. Flaharty-LPL Financial Broker-Subject of $566K Customer Suit-Clearwater, FL

Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. July 2018-Clearwater, Florida The FINRA records of  Shon E. Flaharty,  a  stock broker who is currently employed by LPL Financial,  disclose  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. … Continue reading Shon E. Flaharty-LPL Financial Broker-Subject of $566K Customer Suit-Clearwater, FL → The post Shon E. Flaharty-LPL Financial Broker-Subject of $566K Customer Suit-Clearwater, FL appeared first on Rex Securities Law BLOG.

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