Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. March 2019 – Lexington, SC The FINRA records of Ricky Alan Mantei , a stockbroker who is employed by Centaurus Financial discloses 3 pending and 5 prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well … Continue reading Ricky Mantei-Centaurus Financial Broker-Discloses 3 Pending and 5 Prior Customer Disputes-Lexington, SC → The post Ricky Mantei-Centaurus Financial Broker-Discloses 3 Pending and 5 Prior Customer Disputes-Lexington, SC appeared first on Rex Securities Law BLOG.
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