NY Financial Advisor Steven Pagartanis Barred from Securities Industry

Steven Pagartanis –Cadaret, Grant & Co. According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred New York Financial Advisor Steven Pagartanis from the securities industry for allegedly failing to appear for on-the-record testimony on April 10, 2018. The request to provide testimony was sent in connection with FINRA’ s investigation of allegations that Pagartanis made fraudulent misrepresentation to customers and misappropriated customers’ funds. Pagartanis reportedly did not appear for testimony on April 10, 2018. By allegedly refusing to appear as requested, Pagartanis is barred from association with any FINRA member in any capacity, according to FINRA. According to his FINRA BrokerCheck report, Pagartanis was registered with Lombard Securities in Setauket, NY from September 2017 until March 2018 when he was discharged because he “failed to respond to customer complaint questions and requests for information. The…

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