NFA Fines XFA Introducing Broker $100,000 For Compliance Violations

NFA Fines XFA Introducing Broker $100,000 For Compliance Violations Today the National Futures Association announced it ordered X-Change Financial Access, LLC. (XFA) Introducing Broker based in Chicago a $100,000 penalty for lack of “adequate supervisory procedures” to monitor and prevent violations of NFA Member Responsibility Action (MRA). Full Press Release below, “The Decision, issued by NFA’s […] The post NFA Fines XFA Introducing Broker $100,000 For Compliance Violations appeared first on CFTC Law.

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