Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 3, 2018 indicate that Pennsylvania-based brokerage firm Mid Atlantic Capital Corporation has received several regulatory sanctions. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mid Atlantic Capital Corporation (CRD# 10674). Established in Pennsylvania in 1981, Mid Atlantic Capital Corporation is headquartered in Pittsburgh, Pennsylvania and registered with 53 US states and territories. It is registered with the Securities and Exchange Commission, FINRA and one other self-regulatory organization. According to the firm’s BrokerCheck report, it has received six regulatory sanctions and one customer complaint that evolved into arbitration. In 2017, for instance, FINRA sanctioned Mid Atlantic Capital Corporation in connection to allegations it failed to properly supervise private securities transactions performed by two…
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