Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. August 2018 – Aventura, FL The FINRA records of Matthew Singer, a broker previously employed by Morgan Stanley Smith Barney disclose 3 prior customer disputes and a regulatory event. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as … Continue reading Matthew Singer- Former Morgan Stanley Broker-Customer Suits Over Option Investments- Aventura, FL → The post Matthew Singer- Former Morgan Stanley Broker-Customer Suits Over Option Investments- Aventura, FL appeared first on Rex Securities Law BLOG.
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