Mark Tudor Discharged by Raymond James For Selling Away

Mark Tudor (CRD#: 2842516) is a former registered broker and currently registered investment advisor.  He was last employed with Raymond James Financial Services, Inc. (CRD#:6694) of Lake Mary, FL. His previous employers include Raymond James & Associates, Inc. (CRD#:705) and Morgan Keegan & Company, Inc. (CRD#:4161) of Winter Park, FL and Wachovia Securities, LLC (CRD#:19616) of Orlando, FL. No current employment information is available. He has been in the industry since 1997. Raymond James Financial Services discharged Mark Tudor on 10/23/2018. He was discharged after allegations that he was introducing and recommending investments to clients that were “away from the firm,” and not with the firm’s approval. Tudor also didn’t cooperate with Raymond James’ legal counsel during the inquiry. Two previous financial disclosures, both filed on 8/15/2010, are described as “compromises,” and are now “settled.” Our…

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