Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Kenneth Katz is involved in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Katz (CRD# 502287). Kenneth Katz has spent 39 years in the securities industry and was most recently registered with Oppenheimer & Company in Florham Park, New Jersey (2009-2017). Preious registrations include UBS Financial Services in Westfield, New Jersey (2001-2009); First Union Securities in St. Louis, Missouri (1999-2001); First Union Capital Markets in Charlotte, North Carolina (1996-1999); Gibraltar Securities in Florham Park, New Jersey (1988-1996); and Halpert Oberst & Company (1977-1988). He has passed five securities industry examinations: Series 65 (Uniform…
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