Kenneth Katz Allegedly Recommended Unsuitable Investments in Puerto Rico Bonds

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Kenneth Katz is involved in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Katz (CRD# 502287). Kenneth Katz has spent 39 years in the securities industry and was most recently registered with Oppenheimer & Company in Florham Park, New Jersey (2009-2017). Preious registrations include UBS Financial Services in Westfield, New Jersey (2001-2009); First Union Securities in St. Louis, Missouri (1999-2001); First Union Capital Markets in Charlotte, North Carolina (1996-1999); Gibraltar Securities in Florham Park, New Jersey (1988-1996); and Halpert Oberst & Company (1977-1988). He has passed five securities industry examinations: Series 65 (Uniform…

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