James MacKenzie Has a Pending Customer Dispute

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that New Jersey-based Hennion & Walsh broker/adviser James MacKenzie has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. MacKenzie (CRD# 2981415). James MacKenzie has spent 20 years in the securities industry and has been registered with Hennion & Walsh in Parsippany, New Jersey since 2006. Previous registrations include JB Hanauer & Company in Parsippany, New Jersey (2002-2006); RBC Dain Rauscher in New York, New York (2002); Tucker Anthony in Boston, Massachusetts (1999-2002); and Gibraltar Securities in Florham Park, New Jersey (1998-1999). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 15, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March…

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