Edward Schiavi Terminated From Securities America Over Alleged Compliance Failure

Posted on September 26, 2018 by lawhukukinet

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former New Mexico-based Securities America broker/adviser Edward Schiavi was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schiavi (CRD# 2032536). Edward Schiavi has spent 26 years in the securities industry and was most recently registered with Securities America in Albuquerque, New Mexico (2013-2018). Previous registrations include Finance 500 in Albuquerque, New Mexico (2010-2013); MetLife Securities in Albuquerque, New Mexico (2009); Southwest Securities in Albuquerque, New Mexico (2008); Merrill Lynch in Albuquerque, New Mexico (1998-2008); Prudential Securities in New York, New York (1997-1998); Rauscher Pierce Refsnes in Dallas, Texas (1994-1997); Painewebber in…

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