Tag Archives: Warns

FTC Warns Cannabidiol Sellers to Stop Advertising CBD as a Cure to Serious Ailments

The FTC teamed up with the U.S. Food and Drug Administration, sending warning letters to three companies: NutraPure, LLC, PotNetwork Holdings, Inc., and Advanced Spine and Pain LLC (d/b/a Relievus) that advertised CBD supplements as treatments for serious diseases such … Continue reading

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FINRA Warns about Broker Imposter Scams

A few weeks ago the securities industry watchdog, FINRA, announced that it had received reports that scam artists had been calling the public and impersonating FINRA executes. This week, FINRA warned investors about a new scam: fraudsters who impersonate brokers … Continue reading

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Peirce warns of unintended consequences to new disclosure types

By Rodney F. Tonkovic, J.D. SEC Commissioner Hester M. Peirce Peirce's remarks before the Council of Institutional Investors included both praise for the role institutional investors play in the market and criticism of some of CII's positions. While she supported … Continue reading

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WHAT AOC, LBJ SHARE WARNS CPAC NOT TO UNDERESTIMATE HER: Yes, she often talks like a lefty loon and …

WHAT AOC, LBJ SHARE WARNS CPAC NOT TO UNDERESTIMATE HER: Yes, she often talks like a lefty loon and maybe she is, but she shares something with the young LBJ that should give the Right pause. Read more detail on … Continue reading

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Commissioner Peirce warns the SEC not to cast Howey’s net too wide

On February 8, 2019, SEC Commissioner Hester Peirce delivered a speech at the symposium ”Protecting the Public While Fostering Innovation and Entrepreneurship: First Principles for Optimal Regulation.” Her remarks, entitled “Regulation: A View from Inside the Machine,” provide insight into … Continue reading

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