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Tag Archives: UCITS
ESMA issues first pan-EU overview of use of supervisory sanctions for UCITS
On 4 April 2019, the European Securities and Markets Authority (ESMA) issued its first annual report on sanctions imposed by Member State competent authorities (NCAs) under the UCITS Directive. The report provides an aggregated overview of the penalties and measures … Continue reading
Posted in Banking and Finance law
Tagged ESMA, First, Issues, overview, panEU, sanctions, Supervisory, UCITS
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