Tag Archives: Trading

After feds bust U.S. rep for insider trading in Pharma stock, will Congress drain ethics swamp?

At a time when prescription drug prices keep skyrocketing and Americans pay hundreds of billions of dollars for medications that account for as much as 15 percent of all U.S. health care spending, federal law enforcers provided a rare and jarring … Continue reading

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SEC News – Ponzi Scheme, Misleading Customers, Insider Trading

SEC Shuts Down $102 Million Ponzi SchemeThe SEC filed charges and obtained an asset freeze against the individuals and companies behind a $102 million Ponzi scheme that bilked investors throughout the U.S.Merrill Lynch Admits to Misleading Customers about Trading VenuesMerrill … Continue reading

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An Empirical Comparison of Insider Trading Enforcement in Canada and the US

Posted by Anita Anand (University of Toronto), on Saturday, July 14, 2018 Editor's Note: Anita Anand is a Professor of Law and holds the J.R. Kimber Chair in Investor Protection and Corporate Governance at University of Toronto Faculty of Law. … Continue reading

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Book Announcement: Anderson on Insider Trading

John P. Anderson has just published a new book with Cambridge University Press, Insider Trading: Law, Ethics, and Reform. The description of the book from the website is as follows: As long as insider trading has existed, people have been… … Continue reading

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Senators Ask SEC To Launch Insider Trading Investigation Into Wilbur Ross

Three top Democrats asked the chairman of the Securities and Exchange Commission to open an insider trading investigation into Secretary of Commerce Wilbur Ross in a letter sent Wednesday, nine days after Forbes first reported a suspicious transaction involving a company with ties … Continue reading

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