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Tag Archives: trades
Republic and PDVSA Bonds: No Trades With Friends and Family
Mark Weidemaier and Mitu Gulati A few days ago, we wondered why the U.S. government had constrained U.S. holders of PDVSA debt instruments to sell only to non-U.S. parties. The constraint would likely kill liquidity for these bonds and impose … Continue reading
Edward Wedbush Under Regulatory Scrutiny by NYSE Concerning Allegations of Failure to Supervise Certain Trades
On October 16, 2017, NYSE Regulation — the regulatory enforcement subsidiary of NYSE Arca, Inc. (“NYSE”) — filed a Complaint against Wedbush Securities Inc. (“Wedbush”) (CRD# 877), and its founder, Mr. Edward Wedbush. The Complaint centers on Wedbush’s alleged systemic … Continue reading
Posted in Securities Law
Tagged Allegations, Certain, Concerning, Edward, Failure, NYSE, Regulatory, scrutiny, Supervise, trades, under, Wedbush
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Ladder and Step Accidents in the Maritime Trades
There are times when a maritime worker must access high areas on a vessel or travel from one deck to another. In these instances, it makes sense that ladders and steps would be employed. If working at sea weren’t already … Continue reading
FSB, Basel Committee, CPMI and IOSCO launch surveys on incentives to centrally clear OTS derivatives trades
The Financial Stability Board (FSB), the Basel Committee on Banking Supervision (Basel Committee), the Committee on Payments and Market Infrastructure (CPMI) and the International Organisation of Securities Commissions (IOSCO) have launched surveys as part of their joint work to review … Continue reading
Posted in Banking and Finance law
Tagged Basel, centrally, clear, committee, CPMI, Derivatives, incentives, IOSCO, Launch, Surveys, trades
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