Tag Archives: Strategy

Yield Enhancement Strategy (YES) Loss Recovery

Several large brokerage houses have been offering their clients option-based trading strategies referred to as a Yield Enhancement Strategy (YES).  These firms include UBS Financial Services, Merrill Lynch, Credit Suisse, and Morgan Stanley.   According to marketing materials, the YES strategy … Continue reading

Posted in Securities Law | Tagged , , , , | Leave a comment

Deeper Dive: Security Incident Mitigation Strategy: Effective Negotiation of Technology Contract Limitations of Liability

There is always significant negotiation around caps on liability when negotiating a contract with a technology vendor. If the vendor will have access to the personal information of its customers’ end users (regardless of whether the end users are employees … Continue reading

Posted in Technology & Cyberlaw | Tagged , , , , , , , , , , , | Leave a comment

Securities Attorney Jake Zamansky Gets Mentioned in Wealth Management Regarding Yield Enhancement Strategy (YES)

The yield enhancement strategy (YES) is often pitched as a “safe” or “low-risk” option for investors who are interested in maintaining consistent returns. However, reality has recently shown that the investment products bought and sold under YES are extremely complex … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , , , , , , | Leave a comment

Sec. 1031 As A Debt Resolution Strategy

Those who fall into debt have a variety of options to select from when trying to climb out. We’ve devoted plenty of time and energy discussing some of the more commonly selected options. We’ve gone over debt consolidation loans, for instance. … Continue reading

Posted in Tax Law | Tagged , , , , | Leave a comment

Wall Street’s Worst ‘Doublespeak’—The Yield Enhancement Strategy

Wall Street is notorious for saying one thing to investors and meaning something else. It’s called “doublespeak,” language that deliberately obscures, disguises or distorts the meaning of words. The term was coined after the great British writer George Orwell used … Continue reading

Posted in Banking and Finance law | Tagged , , , , , , | Leave a comment