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Tag Archives: StockbrokerSubject
Walter M. Stucker-Former UBS Stockbroker-Subject of Customer Suit Over Oil & Gas Investments-Fort Worth, TX
March 2018- Fort Worth, Texas The FINRA records of Walter M. Stucker , a stockbroker who until 5/2017 was employed by UBS Financial Services , disclose a currently pending customer dispute involving energy securities. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and … Continue reading
Posted in Securities Law
Tagged amp, Customer, InvestmentsFort, over, StockbrokerSubject, StuckerFormer, Suit, Walter, Worth
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Hemant Kathuria-Euro Pacific Stockbroker-Subject of $791K Customer Dispute Over Private Placement Investments-El Segundo, CA
March 2018- El Segundo, CA The FINRA records of Hemant Kathuria , a stockbroker who is currently employed by Euro Pacific Capital disclose 1 pending customer dispute and 3 prior final customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers … Continue reading
Posted in Securities Law
Tagged $791K, Customer, dispute, Hemant, InvestmentsEl, KathuriaEuro, over, Pacific, Placement, Private, Segundo, StockbrokerSubject
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