Tag Archives: Settles

Alternative Trading System Settles Charges It Failed to Disclose Trading by Affiliate

The SEC settled charges that Pipeline Trading Systems LLC and two of its top executives failed to disclose to customers of Pipeline's "dark pool" trading platform that the vast majority of orders were filled by a trading operation affiliated with… … Continue reading

Posted in Law Professors | Tagged , , , , , , , | Leave a comment

Portuguese Bank Settles New York and SEC Charges over Violating Registration Provisions

The New York Attorney General and the SEC both announced that they had settled investigations into Banco EspĂ­rito Santo S.A. (BES), a Portuguese bank, for the same alleged conduct. According to the New York AG, BES and its affiliates solicited… … Continue reading

Posted in Law Professors | Tagged , , , , , , , , | Leave a comment

Levin & Perconti Nursing Home Lawsuit Against ManorCare at South Holland Settles for $1.75 Million

This week our Chicago nursing home neglect attorneys at Levin & Perconti announced the conclusion of two separate Illinois nursing home neglect cases against ManorCare at South Holland. Both lawsuits were settled with the facility without the need to go … Continue reading

Posted in Injury & Accident Law | Tagged , , , , , , , , , , | Leave a comment

Wells Fargo Settles Lawsuit with Investors

Wells Fargo, which purchased Wachovia in 2008, has reached a settlement with investors which claimed Wachovia misled investors on the sale of securities between 2006 and 2008. Investors have accused Wachovia of intentionally misrepresenting the "quality of assets linked to … Continue reading

Posted in Real Estate & Property Law | Tagged , , , , | Leave a comment

Arizona-based TRICARE contractor settles False Claims Act allegations for $10 million

On September 9, the Department of Justice announced that Arizona-based TriWest Healthcare has paid $10 million to settle claims originally brought in a whistleblower suit that the company defrauded the Department of Defense's TRICARE health insurance program. According to DOJ's … Continue reading

Posted in Health Law | Tagged , , , , , , , | Leave a comment