Categories
- Administrative law (3,493)
- Admiralty-Maritime Law (2,514)
- Advertising Law (2,069)
- Antitrust – Competition law (735)
- Aviation Law (959)
- Banking and Finance law (1,951)
- Bankruptcy Law (1,397)
- Business law (2,076)
- Constitutional Law (688)
- Contract Law (44)
- Copyright Law (1,415)
- Corporate Law (1,455)
- Criminal Law (1,149)
- Divorce Law (2,187)
- Elder Law (117)
- Employment and Labour Law (1,216)
- Environmental Law (653)
- Estate Planning (691)
- Family Law (1,070)
- General Legal News (225)
- Health Law (1,261)
- Immigration law (883)
- Injury & Accident Law (1,390)
- Insurance (664)
- Intellectual Property (1,357)
- International Law (569)
- Judiciary (562)
- Law Librarians (1,800)
- Law Professors (1,118)
- Law Students (993)
- Legal Ethics (306)
- Legal Marketing (1,086)
- Legal Theory (707)
- Medical malpractice law (1,204)
- Products Liability (847)
- Real Estate & Property Law (938)
- Securities Law (732)
- Seogpst (2)
- Tax Law (1,059)
- Technology & Cyberlaw (1,526)
- World (729)
- Germany (3)
- Writings and Citations (4)
Tag Archives: Sent
SEC Case Against Wells Fargo Adviser Highlights Need for Supervision of Account Statements Sent to Clients
On February 19, 2019, the United States District Court for the Southern District of Ohio granted a consent judgment against John Gregory Schmidt, a former Wells Fargo Advisors Financial Network (FINET) advisor. The Securities and Exchange Commission had filed a … Continue reading
Posted in Banking and Finance law
Tagged account, Adviser, against, case, Clients, Fargo, Highlights, need, Sent, statements, Supervision, Wells
Leave a comment
Who Is Midland Funding, LLC, What Can I Do If They Sent Me a Court Letter?
You may have received a letter from Midland Funding, LLC and wonder what it’s all about. The more likely scenario, however, is that you received a summons and complaint, or court notice from Midland Credit Management (MCM), and you’re trying to … Continue reading
New Round of Audit Notifications Sent to Federal Contractors
For federal contractors, affirmative action plan (AAP) audits may be just around the corner. The U.S. Department of Labor Office of Federal Contract Compliance Programs sent 750 courtesy scheduling announcement letters (CSAL’s) last week to federal contractors, notifying them that … Continue reading
Posted in Administrative law
Tagged Audit, Contractors, Federal, Notifications, ROUND, Sent
Leave a comment