Tag Archives: SECSubmitted

My SEC-Submitted Comment to the NYSE Amex Seasoning Proposal

Yesterday I submitted a comment to the NYSE Amex's proposed "seasoning" of reverse merged companies on the over-the-counter markets. See prior posts for more details. You can find the comment (it is the only comment to the proposal and the … Continue reading

Posted in Banking and Finance law | Tagged , , , , , | Leave a comment