Tag Archives: Rules

Oregon Implements Temporary Rules Regarding Proof of E&O Insurance for Advisers

Oregon requires all investment advisers and broker-dealers to maintain errors and omissions insurance for at least $1 million. Under Section 59.175(4)(a) this can be demonstrated by a corporate surety bond or letter of credit.  This law provides investors with recourse … Continue reading

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ESMA updates EMIR validation rules

On 9 August 2018, the European Securities and Markets Authority (ESMA) updated its validation rules under EMIR, with regards to the revised technical standards on reporting under Article 9 of EMIR. The updated validation rules are provided in an excel … Continue reading

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5 Rules of Salary Negotiation

Salary negotiation? Piece of cake for lawyers, right? Many lawyers are effective negotiators when working on behalf of their client, but when it comes to their own pay packages things fall apart. If you don’t negotiate, however, you may end … Continue reading

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Revisions to Partnership Representative Rules

The IRS has issued final regulations under the new centralized partnership audit regime. This audit regime was enacted in 2015. The rules provide for a partnership to appoint a “partnership representative” to participate in the audit process. The final regulations … Continue reading

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ACLU Challenges Trump Administration’s New Asylum Rules

The American Civil Liberties Union, coming fresh off a victory over the Trump administration’s family separation policy, is once again filing a lawsuit against the government for deliberately preventing thousands of immigrants from seeking asylum. The complaint, filed on behalf … Continue reading

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