Tag Archives: Representatives

Orrick WebEx: Recent Developments Affecting Taxpayers and their Representatives

  On June 28 at 9:00 AM EST, please join Orrick’s Tax Advocacy Group for a WebEx presentation on issues that continually permeate audits and investigations, recent developments in the law, and the new frontier of cryptocurrency. Click here to register. Connection details … Continue reading

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FINRA’S NEW DISCLOSURE REVIEWS MAY HELP LIFT BURDEN FOR FIRMS AND REPRESENTATIVES

Beginning July 9, 2018, FINRA will conduct an individual public records search on every applicant when a broker-dealer files a form U-4 application for registration.  FINRA currently performs this search for all registered persons—but only annually.  This additional records search—which … Continue reading

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FINRA Suspends 25+ Representatives in February 2018

More than two dozen brokers and/or investment advisers were reported as suspended from association Financial Industry Regulatory Authority member firms in February 2018, according to FINRA’s list of disciplinary actions issued last month. The below individuals have signed letters of … Continue reading

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Representatives from California Aim to Declassify Marijuana at Federal Level

While Attorney General Jeff Sessions is doing all he can to hold states to federal law regarding marijuana, some representatives are pushing to eliminate federal grasp over cannabis altogether and begin the healing process of the destruction caused by the … Continue reading

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Mass. Supreme Court rules that Stored Communications Act doesn’t bar Yahoo from release of decedent’s emails to his Estate’s Personal Representatives

People often wonder what happens to someone’s stored digital data such as emails, electronic banking, or facebook accounts if the person dies. This has been a vexing problem for surviving family members who wish to read or save that data as … Continue reading

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