Tag Archives: reporting

What is “Prompt Notice” When Reporting a Homeowner’s Claim?

In a recent decision, the Fourth District Court of Appeal addressed whether a homeowner failed to provide his insurance company with proper notice when reporting a claim for damage to his home.  See Himmel v. Avatar Property & Casualty Ins. … Continue reading

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Reporting Foreign Trusts

Foreign Trusts & Form 3520 According to the IRS, foreign trusts are a major compliance issue: Citizens and residents of the United States are taxed on their worldwide income. To help prevent the use of foreign trusts and other offshore entities … Continue reading

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PRA and FCA joint statement on reporting of private securitisations

On 20 December 2018, the FCA and the PRA jointly published a statement setting out how parties must report information, required by the Securitisation Regulation, to the UK authorities. The requirements relate to private securitisations, which are securitisations where a … Continue reading

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SEC Formal Comment Process for Quarterly Reporting and Earning Guidance

Posted by Sabastian V. Niles, Wachtell, Lipton, Rosen & Katz, on Saturday, December 22, 2018 Editor's Note: Sabastian V. Niles is a partner at Wachtell, Lipton, Rosen & Katz, focusing on rapid response shareholder activism and preparedness, takeover defense and corporate … Continue reading

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SEC adopts rules for Reg. A reporting and Reg. NMS fee pilot

By Rodney F. Tonkovic, J.D. Capping off a busy day of rulemaking, the SEC adopted final rules allowing reporting companies to rely on the Regulation A exemption from registration and to conduct a Transaction Fee Pilot in NMS stocks. The … Continue reading

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