Tag Archives: Regulatory

Arizona Attorney General Launches Regulatory Sandbox Program for Fintech Companies

The financial technology company seeking to launch an innovative financial product or financial service—and in need of a group of consumers to test whether the idea even works—might consider working in Arizona’s FinTech Sandbox. The Arizona Attorney General, Mark Brnovich, has … Continue reading

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CFTC joins regulatory chorus in warning investors about the hazards of digital tokens

By Brad Rosen, J.D. The CFTC has issued a customer advisory aimed at would-be investors of virtual coins and ICO’s warning them of potential risks and pitfalls associated with these novel products and emerging markets. With its release titled Use … Continue reading

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Webinar looks at financial services regulatory changes

Wolters Kluwer Legal & Regulatory is pleased to partner with Mayer Brown for this exclusive educational webinar that will explore the ongoing overhaul of the Dodd-Frank Act. The webinar, titled Regulatory Rollback, or Rightsizing? A Review of Regulatory Developments, will … Continue reading

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The Supreme Court’s 2018 Regulatory Term

During its recently concluded term, the U.S. Supreme Court handed down decisions that touched on a wide range of pressing regulatory and administrative law questions. The topics addressed by the Court included those involving public unions, state gambling laws, e-commerce … Continue reading

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Regulatory sandbox – cohort 4

On 4 July 2018, the FCA published the 29 businesses that have been accepted into cohort 4 of the regulatory sandbox to test innovative products, services, business models and delivery mechanisms. Read more detail on Recent Banking and Finance Law … Continue reading

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