Tag Archives: Regulatory

Deconstructing Regulatory Science

The U.S. Environmental Protection Agency (EPA) Administrator Scott Pruitt recently opened another front in his battle to redirect the agency away from its mission to protect human health and the environment. This time, he cobbled together a proposed rule that … Continue reading

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Edward Wedbush Under Regulatory Scrutiny by NYSE Concerning Allegations of Failure to Supervise Certain Trades

On October 16, 2017, NYSE Regulation — the regulatory enforcement subsidiary of NYSE Arca, Inc. (“NYSE”) — filed a Complaint against Wedbush Securities Inc. (“Wedbush”) (CRD# 877), and its founder, Mr. Edward Wedbush.  The Complaint centers on Wedbush’s alleged systemic … Continue reading

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Global ICO and cryptocurrency regulatory roundup

Recently there have been a number of blog postings on initial coin offerings (ICOs) and cryptocurrency, and here is a round-up of them in case you missed them: Global IOSCO Board communication on concerns about ICOs (19 January 2018) Australia … Continue reading

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EPA’s Spring 2018 Unified Agenda and Regulatory Plan Includes Pesticide Rulemakings

By Carla N. Hutton and Jessie Nguyen On May 9, 2018, the Office of Information and Regulatory Affairs (OIRA) posted the Spring 2018 Unified Agenda and Regulatory Plan.  OIRA states that the semi-annual Unified Agenda and Regulatory Plan “provide uniform … Continue reading

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Article on Financial Exploitation of the Elderly: An Overview of Regulatory Action

Christine Lazaro recently published an Article entitled, Financial Exploitation of the Elderly: An Overview of Regulatory Action, Elder Law Studies eJournal (2018). Provided below is an abstract of the Article. Financial exploitation of the elderly is a significant problem. In… … Continue reading

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