Tag Archives: regulator

Guest Post: Stronger UK Pensions Regulator: Risks for Directors and Officers

In the following guest post, Tristan Hall, Andrew Milne, and Emma Boulding of the CMS Cameron McKenna Nabarro Olswang LLP law firm take a look at the increased risks to directors and officers in the U.K. for non-compliance with employer … Continue reading

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ASIC updates INFO 225: Corporate regulator bytes back at misleading and deceptive ICOs

The Australian Securities and Investments Commission (ASIC) has released its updated guidance with respect to the treatment of initial coin offerings (ICOs) and cryptocurrencies. In its updated Information Sheet (INFO 225), the corporate regulator has clearly outlined its intent to … Continue reading

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Information Regulator makes first statement about unlawful processing

Although the Information Regulator is not yet fully operational, it has already received numerous complaints relating to the unlawful processing of personal information under the Protection of Personal Information Act 2013 (POPI). POPI itself is not yet fully in force. … Continue reading

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US Attorney for Oregon, apparently serving now as chief state regulator, conducts marijuana summit

As reported in this post three weeks ago, Billy J. Williams, the United States Attorney for the District of Oregon, penned a commentary to express a "significant concerns about the state's current regulatory framework and the resources allocated to policing … Continue reading

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Lawsuit by New York bank regulator over OCC fintech charter dismissed

Last month, the US District Court for the Southern District of New York dismissed the lawsuit brought last spring by the New York State Department of Financial Services (DFS) challenging the ability of the federal banking regulator, the Treasury Department’s … Continue reading

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