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Tag Archives: Recordkeeping
September 2018 Issue of Governance and Recordkeeping Around the World
The Governance and Recordkeeping Around the World newsletter, published by Library and Archives Canada (LAC), highlights issues pertaining to government and recordkeeping practices in the public and private sectors around the world.The September 2018 issue has just been published.It includes: … Continue reading
Posted in Law Librarians
Tagged 2018, around, Governance, issue, Recordkeeping, September, World
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SEC Staff Gives Assurances to Advisers Keeping Alternate Records under Pay to Play Advisers Act Recordkeeping Rule
The staff of the Division of Investment Management has given no-action assurances under the government plan recordkeeping rule, adopted in conjunction with the pay to play rule, to investment advisers to Covered Investment Pools who keep an alternative set of … Continue reading
Posted in Securities Law
Tagged Advisers, alternate, assurances, gives, Keeping, play, Recordkeeping, Records, Rule, staff, under
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