Tag Archives: Recommendations

Safer Teenage Car Recommendations

According to the Insurance Institute for Highway Safety Highway Data Loss Institute, teenage deaths are disproportionately high. Teenagers are three times more likely to be involved in a fatal crash than drivers who are more than 20 years old. 16 … Continue reading

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ICI, SIFMA offer recommendations on proposed Reg BI

By Amanda Maine, J.D.Several organizations have written letters to the SEC commenting on its proposed Regulation Best Interest (Reg BI) and related proposals regarding investment advice professionals’ standards of conduct at the close of the comment period last week, including … Continue reading

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Arkansas Tax Task Force Hones its Recommendations

The Arkansas Tax Reform and Relief Task Force is quickly approaching its September deadline for recommendations. Today, the task force revisited a number of its previous proposals to begin to craft its final recommendations. The task force started with the number … Continue reading

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Institutional Disclosure Working Group – recommendations

The Institutional Disclosure Working Group (IDWG) was launched as part of the FCA’s Asset Management Market Study remedies package. The FCA believes that a standardised disclosure template should provide institutional investors with a clearer understanding of the costs and charges … Continue reading

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FINRA Suspends Brad Lawing for Unsuitable Investment Recommendations

The investment lawyers of Gana Weinstein LLP are investigating the regulatory action brought by the Financial Industry Regulatory Authority (FINRA) against Brad Lawing (Lawing).  According to BrokerCheck records, Lawing has been subject to 11 customer complaints. In addition, Lawing has been subject to … Continue reading

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