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Tag Archives: Raton
Greg O’Brien-Former Aegis Capital Broker-Subject of $500K Customer Suit-Boca Raton, FL
Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation. September 2018-Boca Raton, FL The FINRA records of Gregory Spencer O’Brien, a stockbroker who was formerly employed by Aegis Capital Corp. disclose a pending customer dispute and 2 prior final customer disputes. The Financial Industry … Continue reading
Posted in Securities Law
Tagged $500K, Aegis, BrokerSubject, Capital, Customer, Greg, O’BrienFormer, Raton, SuitBoca
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John E. Egan-Newbridge Securities Broker-Subject of Customer Dispute Alleging Unsuitable Investments-Boca Raton, FL
Rex Securities Law-Nationwide representation of investors seeking recovery of losses due to stockbroker malpractice. April 2018 -Boca Raton, FL According to FINRA records, John Eugene Egan , a stockbroker who is currently employed by Newbridge Securities Corp., disclose a prior regulatory event, … Continue reading
Posted in Securities Law
Tagged alleging, BrokerSubject, Customer, dispute, EganNewbridge, InvestmentsBoca, John, Raton, Securities, Unsuitable
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Felipe Arrieta-Former Revere Securities Broker-Discloses Customer Disputes-Boca Raton, FL
February 2018- Boca Raton, FL Felipe Arrieta, a stockbroker who is currently employed by Dakota Securities International and was formerly employed by Revere Securities, discloses 3 prior final and 1 pending customer disputes on his publicly available FINRA record. The Financial Industry Regulatory … Continue reading
Posted in Securities Law
Tagged ArrietaFormer, BrokerDiscloses, Customer, DisputesBoca, Felipe, Raton, Revere, Securities
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