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Tag Archives: priorities
2019 examination priorities announced by SEC Office of Compliance Inspections and Examinations
By R. Jason Howard, J.D. In order to promote transparency of its examination program and provide insights into the areas it believes present potentially heightened risk to investors or the integrity of the U.S. capital markets, the SEC’s Office of … Continue reading
Posted in Banking and Finance law
Tagged 2019, announced, Compliance, Examination, Examinations, inspections, Office, priorities
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SEC Issues its Office of Compliance Inspections and Examinations Priorities for 2019
On December 20, 2018, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (“OCIE”) announced its 2019 examination priorities. OCIE publishes its exam priorities annually to promote transparency of its examination program and provide insights into the areas … Continue reading
Posted in Securities Law
Tagged 2019, Compliance, Examinations, inspections, Issues, Office, priorities
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Texas Department of Insurance Announces New Legislative Priorities
The Texas Department of Insurance (“TDI”) has released its 2018 Biennial Report to the 86th Texas Legislature. Every two years and pursuant to Texas Insurance Code section 32.022, TDI releases a report on insurance areas that the Department has identified … Continue reading
Posted in Insurance
Tagged announces, Department, Insurance”, Legislative, priorities, Texas
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HM Treasury responds to consultation on Banks and Building Societies (Priorities on Insolvency) Order 2018
On 29 November 2018, HM Treasury published its response to its earlier consultation on the then draft The Banks and Building Societies (Priorities on Insolvency) Order 2018. Among other things HM Treasury responds to a comment regarding the status of … Continue reading
Posted in Banking and Finance law
Tagged 2018, Banks, Building, Consultation, Insolvency, Order, priorities, Responds, Societies, Treasury
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NTIA’s International Internet Policy Priorities for 2018 and Beyond
On July 20, 2018, the U.S. Department of Commerce’s National Telecommunications and Information Administration (“NTIA”) published comments it received from a wide array of tech and telecom companies, trade groups, civil society, academia, and others regarding its “international Internet policy … Continue reading
Posted in Technology & Cyberlaw
Tagged 2018, Beyond, International, Internet, NTIA’s, Policy, priorities
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